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BOP Healthcare: No Experience Required – Update for July 7, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

BOP HEALTHCARE TAKES IT ON THE CHIN

The Bureau of Prisons’ healthcare system took some hits last week.

BOPkickme210707First, from the “Crime Pays – If The Victim is the BOP” department: NaphCare – a private company that boasts it offers “proactive, preventative medical and mental health care providing community-standard of care in jails and prisons” – demonstrated how to defraud the BOP without consequence. NaphCare overbilled the BOP by “submit[ing] inflated claims for evaluation and management services.” And, after stealing at least $690,000 from the BOP, not only are there no criminal prosecutions, but NaphCare’s contract continues without interruption. All it has to do is pay it back.

Try that one with the judge on your next fraud indictment.

The Dept. of Justice announced last week that it had settled a False Claims Act proceeding against NaphCare by agreeing that the company could pay back $694,000 without admitting that it had done anything wrong. The “anything wrong” was a scheme whereby its employee physicians occasionally did not indicate the type of service performed on an inmate when they completed onsite visit sheets. When that happened, a NaphCare employee would fill in a code for a more expensive medical service and bill the BOP accordingly.

The scam went something like this: the NaphCare doc treats Ira Inmate for an ingrown toenail but fails to code it on his report turned into the home office. A NaphCare staffer sees the blank, and inserts the code for “heart transplant.” NaphCare charges a bit more for heart transplants.

The government caught NaphCare pulling the grift at USP Terre Haute and USP Victorville. The settlement agreement suggests NaphCare did it elsewhere, too, and has to report other improperly-billed costs within 90 days. In other words, the $694,000 at two facilities may just be the tip of the iceberg.

As an old law partner of mine liked to say, “no thief steals only once.” Or twice, in this case.

quackdoc210707So how do you run a billing scam on the nation’s chief law enforcer? Well, when the BOP’s healthcare system run by a former correctional officer without healthcare credentials, it is apparently not that hard. The Marshall Project reported Thursday that the senior official responsible for overseeing health care, safety, and food service in all of the BOP’s 122 facilities is Michael Smith. Mr. Smith (don’t call him “Dr.”) is a community college dropout who started his career as a CO in 1997. Smith directs three national program areas: medical, environmental and safety compliance/occupational health, and food service.

“I would seriously question his understanding of science, but he was a nice guy,” said Bill Axford, union president at FMC Rochester, where Smith previously worked as an associate warden, told The Marshall Project. Axford said when he once raised concerns with Smith that radon, an odorless radioactive gas that can cause lung cancer, could pose a danger to parts of the prison, Smith initially dismissed the potential threat, telling Axford that “radon’s not real.” Axford said that on another occasion, Smith told him that sunscreen, not the sun, caused skin cancer.

Junk Science210707Union leaders, prison health care workers, and advocates for prisoners’ rights said it is troubling that the people leading the BOP Health Services Division during the COVID-19 crisis lacked medical licenses. Nearly 50,000 federal prisoners tested positive for COVID-19 as of last week, and at least 258 have died. The BOP came under fire last year from politicians and union leaders for pressuring guards to come to work sick, failing to follow its own pandemic plan, and buying knock-off N-95 masks. “They spent $3 million buying UV portals,” one official added. “They said these killed the coronavirus — but they weren’t FDA-approved.”

“This is why our agency is broken,” said Joe Rojas, a national union leader who works at FCC Coleman. “You have people who are unqualified and you have a medical pandemic, but the leadership has zero medical background.”

“A great many of the people who ever had COVID, they were never tested,” complained Dr. Homer Venters, a former chief medical officer of the New York City jail system who inspected health conditions in prisons around the country over the past year, some as a court-appointed expert. “In most prisons, it ran through these places like wildfire.”

One man housed at a low-security federal prison compared the BOP’s public data to what he was seeing inside. At least half of his unit fell ill, he said, but the Bureau’s data didn’t reflect that.

“For the first year of the COVID, they never tested anybody in my institution unless they had a fever,” an unidentified BOP prisoner told the Associated Press. “The easiest way to not have a positive at your institution is to not test anybody.”

Sitdown210707In the pandemic’s early days, the AP said last week, testing within the BOP was limited, and staff members at some prisons were told there was no need to test inmates. The DOJ Inspector General found that, at some facilities, inmates who tested positive were left in their housing units for days without being isolated.

The concern is not just academic. The highly transmissible COVID-19 Delta variant is now in every state, and is set to cause another COVID-19 surge. The Atlantic last week said, “Vaccinated people are safer than ever despite the variants. But unvaccinated people are in more danger than ever because of the variants. Even though they’ll gain some protection from the immunity of others, they also tend to cluster socially and geographically, seeding outbreaks even within highly vaccinated communities.”

COVIDvaccine201221As of last Friday, 53.5% of inmates and 52.0% of staff were vaccinated. One BOP union official, who has not taken the vaccine yet, said, “I don’t trust the agency. I’m not putting my health and safety in the hands of the BOP.” As for the unvaccinated inmates, Dr. Venters told the district court hearing litigation over FCC Lompoc that many inmates who had refused the vaccine “reported that despite having questions about the vaccine and their own health issues, these questions were not addressed during the vaccine offer or afterward… The CDC has entire toolkits and guidance documents designed to increase vaccine update, but the basic foundation of these efforts is engaging with patients… Many of these high-risk patients were initially offered the vaccine 3 or 4 months ago, and the insistence by BOP leadership that their very valid and predictable questions and concerns go unaddressed during this time significantly increases the risk of preventable death from COVID-19.”

Dept. of Justice, Prison Health Care Provider Naphcare Agrees to Settle False Claims Act Allegations (June 25, 2021)

Settlement Agreement between DOJ and NaphCare (June 25, 2021)

The Marshall Project & NBC News, Prisons Have a Health Care Issue — And It Starts at the Top, Critics Say (July 1, 2021)

Chicago Sun-Times, Despite COVID’s spread in prisons, there’s little to suggest they’ll do better next time (June 30, 2021)

The Atlantic, The 3 Simple Rules That Underscore the Danger of Delta (July 1, 2021)

Second Report of Dr. Homer Venters, Docket 239, Torres v. Milusnic, Case No 20-cv-4450 (C.D.Cal.), filed May 12, 2021

– Thomas L. Root

Supremes Leave Behind Busy Fall Docket as They Take Summer Break – Update for July 6, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

UNFINISHED BUSINESS

The Supreme Court wrapped up a fairly lackluster October Term 2020 last Thursday, having delivered little of merit in the criminal law area other than Borden v. United States. But the nine justices left a teaser or two as they headed in various directions for a three-month vacation.

hobbsact200218On Thursday, the Court granted review to United States v. Taylor, a 4th Circuit decision holding that attempted Hobbs Act robbery is not a crime of violence for purposes of 18 USC § 924(c) and the Armed Career Criminal Act. The 4th’s decision created a Circuit split – four other circuits hold that an attempted Hobbs Act robbery is a crime of violence – leading the government to seek certiorari. The split – and the fact that the government usually gets its way when it asks for discretionary review – probably convinced the Supreme Court to hear the case, which will be argued late this year.

The Supreme Court left town without deciding whether to review Bryant v. United States, the 11th Circuit holding that prohibits using the compassionate release statute to challenge excessive sentences. Seven other circuits have held that the narrow grounds for 18 USC § 3582(c)(1)(A)(i) motions listed in Guidelines policy statement § 1B1.13 do not limit compassionate release motions brought by inmates, but only when such motions are brought by the Bureau of Prisons. (Remember the last time one of those was filed by the BOP?) Only the 11th Circuit – no surprise there – holds that § 1B1.13 still governs such motions.

longconf210706

The Bryant petition is on relist, and certiorari won’t be decided until the first conference of the new court year – known as the “long conference” – set for the last week of September 2020.

United States v. Taylor, Case No 20-1459, (certiorari granted July 1, 2021)

Bryant v. United States, Case No 20-1732 (petition for cert pending)
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– Thomas L. Root

A Couple of Odds and Ends – Update for July 2, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

shorts210702WE’VE GOT THE SHORTS

COVID Numbers: The BOP reported 31 inmates and 137 staff sick with COVID as of yesterday. The virus was still in 64 institutions. As of last FridaY, the agency said 51.9% of its staff and 53.1% of inmates have been vaccinated.

As I have previously reported, no one trusts the BOP numbers.

BOP, COVID-19 Coronavirus

Judge Goes After Marshals: US District Judge Charles Kornmann (DSD) levied criminal contempt charges against three senior US Marshal officials last week arising from his demand to know whether Marshals in his courtroom have been vaccinated against COVID-19.

angryjudge190822The charges stemmed from an incident last month in which the Judge asked a deputy marshal whether she had been vaccinated. When she refused to answer, Kornmann ordered her out of his courtroom. The Marshals responded by removing three defendants awaiting a hearing from the courthouse, in what Judge Kornmann described as a “kidnapping” that disrupted the court’s work.

The US Attorney for South Dakota has refused to prosecute the criminal contempt citations. As of Wednesday, Judge Kornmann had appointed a Rapid City, South Dakota, private attorney to try the case, and the Judge had recused himself. The Judge described the contretemps as follows:

The Department of Justice, acting through the Marshal Service, has apparently adopted a public policy to the effect that DOJ policies may trump lawful federal court orders. This cannot be permitted. Despite some public confusion, this case has nothing to do with requiring anyone to be fully vaccinated.

Josh Blackman, a constitutional law professor at the South Texas College of Law Houston, wrote in the Volokh Conspiracy blog that

recusal seems like an obvious move. This judge has clearly made up his mind. The case is so personal. There is no pretense of objectivity at this point. The case is styled United States of America v. John Kilhallon, et al. But the Plaintiff is not the United States. It is a single judge who abused his discretion. Judge Kornmann makes Judge Emmet Sullivan seem reasonable by comparison.

As for me, I really don’t know who to cheer against in this one. But I am pretty sure I can identify the losers: those federal pretrial defendants sitting in local jails waiting for hearings that will be delayed by this kerfuffle.

Washington Post, Federal judge accuses three senior law enforcement officials of criminal obstruction (June 14, 2021)

Jamestown Sun, South Dakota’s acting US Attorney won’t participate in contempt of court case against US marshals (June 25, 2021)

The Volokh Conspiracy, Update from South Dakota: Judge Kornmann Appoints Special Prosecutor To Try U.S. Marshals For Contempt (June 30, 2021)

– Thomas L. Root

You Can’t Imagine What Never Was in Sec. 404 Resentencing, 10th Says – Update for July 1, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

COULDA, WOULDA, SHOULDA

JCoulda210701ason Broadway got caught with 488 grams of crack in 2007. He was indicted for having more than 50 grams (which triggered a 10-year statutory minimum under 21 USC § 841(b)(1)(A)) and admitted to the full 48 grams in a plea deal. He got 262 months under the then-applicable Guidelines.

As you recall, the Fair Sentencing Act of 2010 reduced the disparity between crack and powder from a 100:1 ratio to 18:1, making the difference in sentences imposed based on the amount of drug at issue much less. But it was not until the First Step Act passed in 2018 that the Fair Sentencing Act changes could be applied retroactively to people like Jason, who had been sentenced prior to 2010.

Jason applied for a sentence reduction under First Step Section 404, arguing that his statutory mandatory minimum sentence had been reduced by the Fair Sentencing Act. But the district court turned him down, pointing out the government could have indicted him for 488 grams but did not, and he probably would have admitted to all those drugs anyway, and a jury should have convicted him if he had gone to trial (which he did not), and because Jason was a career offender, his Guideline max of “life” would not have changed.

Jason was denied on a “coulda, woulda, shoulda” analysis.

Last week, the 10th Circuit reversed. The Circuit that for the district judge to reach his conclusion, he had to assume that if the Fair Sentencing Act had been in effect, Jason would have been indicted for more than 280 grams (the new cutoff for the 10-year minimum sentence), and if he had been indicted for more than 280 grams he would have pled to it, and if he had pled to it he would not have made a sentencing objection to the 488 grams the government said he had possessed.

lookback210701“To impose a reduced sentence as if the Fair Sentencing Act were in effect at the time the offense was committed is inherently backward-looking,” the 10th held, “but it should not require the amount of speculation necessitated by looking to a defendant’s underlying conduct, even if stipulated. Courts are not time machines which can alter the past and see how a case would have played out had the Fair Sentencing Act been in effect. We doubt Congress would have imposed such a futile role for us.”

Thus, the Circuit ruled, the District Court had to consider the statutory minimum attached to the offense of conviction (more than 50 grams) – not what could have been but never was – and should calculate Jason’s corrected Guidelines range after the passage of the Fair Sentencing Act before considering whether the sentencing factors of 18 USC § 3553(a) argued against a reduction.

United States v. Broadway, Case No. 20-1034, 2021 U.S.App. LEXIS 18506 (10th Cir., June 22, 2021)

– Thomas L. Root

Will BOP Director Carvajal Be The Next One to Be Sent Home? – Update for June 29, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

SOME BOP HONCHOS GET EARLY RELEASE, AND CARVAJAL MAY BE NEXT

hitroad210629The Associated Press reported last Wednesday that two Federal Bureau of Prisons Regional Directors have been relieved of their posts. Senior Biden administration officials are also considering replacing Director Michael Carvajal, whom the AP describes as being “at the center” of the “beleaguered agency’s myriad crises.”

The discussions about whether to fire Carvajal are in the preliminary stages and a final decision hasn’t yet been made, AP said it had been told by two people familiar with the matter. They were not authorized to publicly discuss the internal talks and spoke on condition of anonymity.

However, AP reported, “there’s an indication that the bureau is shaking up its senior ranks following growing criticism of chronic mismanagement, blistering reports from the Justice Department’s inspector general, and a bleak financial outlook.”

shocked191024Mismanagement at the BOP? I’m shocked.

“Since the death of Jeffrey Epstein at a federal lockup in New York in August 2019,” the AP claimed, “Associated Press has exposed one crisis after another, including rampant spread of coronavirus inside prisons and a failed response to the pandemic, escapes, deaths and critically low staffing levels that have hampered responses to emergencies.”

At least two regional directors, officials in charge of institutions in the South Central and the Southeast regions are also being replaced. BOP said the two regional directors — Juan Baltazar, Jr. and J.A. Keller — are retiring and had been planning to do so. But the sudden removal apparently was not the testimonial dinner and gold watch the two had anticipated: other people familiar with the matter said that neither had planned to leave for months and were told other officials were being appointed to their jobs.

On Wednesday, AP said, the BOP announced it was appointing wardens William Lothrop and Heriberto Tellez to the regional posts. Tellez, one of the “morons” recently referred to by Senior US District Judge Colleen McMahon, is currently in charge of MDC Brooklyn, the high-rise dungeon where a 34-year-old inmate was found dead in his cell as recently as a week ago.

Carvajal took over as director in February 2020, a month before COVID-19 began galloping through all 122 of the BOP’s facilities, infecting over 48,000 inmates and killing 255.

reel210629To be sure, the Director does not have a lot of highlights on his reel.  Nearly a third of BOP correctional officer jobs are vacant, forcing the BOP to continue to use augmentation, pressing medical, educational, office, and other staff into temporary CO duty.

Some question whether the staffing shortage will prevent the agency from maintaining security and at the same time carrying out its First Step Act programming duties. Over the past 18 months, 30 prisoners have escaped from federal lockups across the U.S. — and nearly half still have not been caught. The AP said prisoners have broken out at lockups in nearly every region of the country.

The Bureau has said it expects to bring on 1,800 new employees, and that its recent hiring initiative has been “a huge success.” But the AP reports the BOP has been slow-walking its hiring process, pausing most new hires until at least October. Officers at several facilities have held protests calling for Carvajal to be fired.

Late last week, Shane Fausey, national president of the Council of Prison Locals, AFL-CIO (representing 30,000 BOP employees) told Politico, “A clear and dangerous staffing crisis in the Bureau of Prisons, as explicitly outlined in a number of OIG reports and a recent scathing report by the GAO, has pushed this agency beyond its limits. Our employees and officers continue to endure unrelenting overtime and reassignments as the budgetary shortfall is preventing the hiring of much needed Correctional Officers.”

Meanwhile, President Biden’s detailed 2022 BOP budget request does not throw the BOP a life preserver. It includes a reduction of $267 million to reflect decreases in the BOP’s inmate population — a decrease that is a result, in part, of the CARES Act and increased use of the Elderly Offenders Home Detention program.

Jail151220But it’s not just the staff shortage and cash crunch. The BOP continues to be plagued by embarrassing allegations of misconduct. Although this predates Carvajal’s administration, a loaded gun was found smuggled into MCC New York not long after Epstein committed suicide. In the last month, the DOJ Inspector General issued a report about security lapses at BOP minimum-security facilities. Last week, the family of Jamel Floyd – who died a year ago at MDC Brooklyn after being pepper-sprayed by guards (only a few months before scheduled release after 15 years) – sued the BOP.

The Floyd suit came only a few days after a suit filed in Denver by BOP employees alleged that USP Florence special operations (SORT) team members fired pepper spray, plastic bullets, and pepper balls at their unarmed, administrative colleagues during a training exercise, in “inappropriate and dangerous” training episodes. Those failings prompted the DOJ Inspector General to recommend that some of its special operations training be suspended until better safeguards could be put in place.

“We believe that staff members at the Bureau of Prisons abused their coworkers in a way that undermines, or should undermine, the faith of the public in the ability to do their jobs,” said attorney Ed Aro, who is representing four current and former Bureau of Prison employees who say they were injured and traumatized by the training.

Last week, Vanity Fair published a long piece chronicling pretrial detainee Ghislaine Maxwell’s complaints about inhumane treatment at MCC New York.

And we end with an Eastern District of Virginia federal judge last week angrily and publicly blaming the BOP for the suicide death of a presentence defendant.

angryjudge190822The man had been sent to FMC Butner – a BOP medical and psychiatric center – for a mental evaluation. He was declared competent to enter a plea and returned to a local jail. After the man pled guilty but before sentencing, Judge T.S. Ellis III again became concerned about the man’s mental health and ordered him back to FMC Butner for further care.  BOP officials refused him unless the defendant was deemed incompetent again or required a new psychiatric evaluation. So the defendant went to a local jail where he took his own life on May 18.

At a hearing on June 24, the judge excoriated the BOP for refusing to take the man and failing to provide his medical records to the local jail. “If I issue an order, you must obey it,” he told prison officials who participated in the hearing. “Nobody in the Bureau of Prisons should ever decide they don’t want to obey my order because they think it violates the law. I trump their view of the law.”

Welcome to the culture of the BOP, Your Honor.

Associated Press, AP sources: Officials mulling ousting US prisons director (June 23, 2021)

Newsweek, Trump-Appointed Bureau of Prisons Director Michael Carvajal Could Be Replaced Amid Crises (June 23, 2021)

Midnight Report, Federal Bureau of Prisons Oust Regional Directors in South Central and Southeast Regions (June 23, 2021)

Time, After His 2020 Death in a New York Jail Cell, Jamel Floyd’s Family File Lawsuit Against Bureau of Prisons (June 24, 2021)

Denver Post, Supermax special ops team used pepper spray, plastic bullets on unarmed colleagues during training exercise, lawsuit alleges (June 23, 2021)

Politico, Union boss: Bureau of Prisons faces dangerous cash crunch (June 25, 2021)

Vanity Fair, Inside Ghislaine Maxwell’s Battle With the Bureau of Prisons (June 24, 2021)

Washington Post, Judge faults federal prison system after suicide of Great Falls man (June 25, 2021)

– Thomas L. Root

The Clock Chimes 13 Times for BOP COVID Response – Update for June 25, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

REMEMBER COVID? IT’S STILL AROUND IN THE BOP… AND PEOPLE ARE STILL DYING

The Bureau of Prisons reported 61 sick inmates and 136 sick staff in 65 facilities as of last night.

COVIDdeath201001

What is curious is that the BOP reported two more inmate COVID deaths last week.

One was from last December. With its usual opacity, the BOP reported last week that on “Friday, December 4, 2020, inmate Carlous Lindell Daily tested positive for COVID-19 at the United States Penitentiary (USP) Victorville in Victorville, California, and was immediately placed in medical isolation. On Wednesday, December 23, 2020, in accordance with Centers for Disease Control and Prevention (CDC) guidelines, Mr. Daily was considered recovered after completing isolation and presenting with no symptoms.”

[Editorial note here: The BOP always trots out the justification in notices like these that ‘we only said he was recovered because the CDC guidelines said he was recovered’. I have heard from too many inmates that ‘recovery’ consists of taking a temperature. The inmates are listed as presenting no symptoms because staff is careful not to ask the inmates about any symptoms].

To be sure, poor Mr. Daily must have been experiencing some continuing symptoms that the crack BOP medical professionals overlooked. Only five days after he was declared fit as a fiddle, “[o]n Monday, December 28, 2020, Mr. Daily experienced vomiting and an altered mental status, and while being treated, became unresponsive. Responding staff immediately initiated life-saving measures. Staff requested emergency medical services (EMS) and life-saving efforts continued. Mr. Daily was subsequently pronounced deceased by EMS personnel.”

Apparently, the Health Services staff was so crushed by losing their ‘recovered’ patient that no one got around to reporting his death for over five months.

clock210625I remember from years ago a judge patiently explaining to a greenhorn lawyer (me) about the 13th chime. The ’13th chime’ comes from the mythical case of Rex v. Haddock, recounted in book Uncommon Law by A.P. Herbert.  Some have attributed it to an earlier utterance by Mark Twain. Regardless of its origin, the ’13th Chime” doctrine holds that when a clock strikes 13 times, not only is the 13th strike itself discredited, but the very fact that there was a 13th chime raises doubts about the accuracy of the preceding 12. Twain allegedly said: “The thirteenth stroke of the clock is not only false of itself, but casts grave doubt on the credibility of the preceding twelve”.

The point is this: I have heard for months from inmate correspondents that people were dying at FCI XYZ of COVID, but FCI XYZ’s reported deaths never seemed to reflect inmate folklore. Mr. Daily’s demise is the second time in three weeks that the BOP issued a way-after-the-fact admission about a death that went unreported during the height of the epidemic. How many more of these unreported deaths – which, had they been reported in a timely manner, would have made BOP conditions during the pandemic look even direr – are lurking out there? What’s more, the under-reporting is consistent with the BOP practice many prisoners have reported of medical staff doing the ostrich thing, not inquiring about symptoms other than to take a temperature?

ostrich170228Certainly, under-reporting would not surprise The Marshall Project, which has been criticizing  BOP sleight-of-hand on case numbers for months:

The Federal Bureau of Prisons also had a policy of removing cases and deaths from its reports. As a result, by the spring of 2021, we could no longer accurately determine new cases in federal prisons, which had more people infected than any other system.

Now for the other death last week, Sherri Hillman, a pretrial detainee who died at the abattoir known as FMC Carswell, the BOP’s only women’s medical center at Fort Worth.

die210625The circumstances around the Carswell death were painfully similar to the April death of Martha Evanoff at that facility. According to the Fort Worth Star-Telegram, Sherri had been sent to Carswell while awaiting sentencing in Kentucky, after being hospitalized with COVID since January. “She was transferred to (Carswell) in Fort Worth because most people thought she would be getting better care there than in Kentucky,” her attorney told the newspaper.

Her mother said, however, “from what she was telling me, I just don’t think she was treated right.” Two other Carswell inmates told the paper said they heard Sherri crying out for help for several days from her cell on the medical floor. One woman, who is also staying on the medical floor, said she heard the shouting.

“Everyone on the floor heard her screaming for help for several days,” a witness, who did not want her name to be used out of fear of retaliation, told the Star-Telegram, “For days, they said she’s faking it and there’s nothing wrong with her, and they ignored her cries for help. She would say, ‘Please, somebody help me.’”

Another inmate reported to me, “The poor woman begged for 4-5 days for help and was told to ‘shut up’.”

Sherri died alone in her cell on June 14.

BOP, Inmate Death at Victorville (June 17, 2021)

BOP, Inmate Death at FMC Carswell (June 17, 2021)

Fort Worth TX Star-Telegram, Woman told mother, ‘I can’t do this anymore,’ before death at prison in Fort Worth (June 17, 2021)

– Thomas L. Root

Senate Judiciary Committee Takes a Crack at Crack Disparity – Update for June 24, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

COMMITTEE HEARING BRINGS HOPE TO PRISONERS WITH CRACK SENTENCES

The big news this week was the Senate Judiciary Committee’s Tuesday lovefest on scrapping the disparity between crack cocaine and powder cocaine.

crackpowder160606The Committee conducted a hearing on S.79, The EQUAL Act (an acronym for “Eliminating a Quantifiably Unjust Application of the Law”). The Actsponsored by Sen. Cory Booker (D-New Jersey), would correct mandatory minimum sentences in 21 U.S.C. § 841(b) so that a like amount of cocaine base (“crack”) and cocaine hydrochloride (“powder”) would dictate a like minimum sentence.

A brief history lesson: About 35 years ago, a senator from Delaware by the name of Joe Biden co-sponsored the Anti-Drug Abuse Act of 1986. That law imposed mandatory minimum sentences for drug offenders and created a 100-to-1 sentencing disparity between crack and powder cocaine. This meant that the poor mutt caught with five grams of crack would get the same mandatory five-year minimum sentence that a dealer walking around with over a pound of cocaine powder would face. This, of course, was because that crack turned every user into a superhuman killer, all crack dealers carried assault rifles and multiple handguns, and the merest sniff of a rock of cocaine base cocaine would turn a nun into a crack whore for life.

None of that is true, of course, but that deterred Congress not in the least. What was true was that crack was much cheaper than powder, and the drug thus became the abuse-of-choice in poorer and minority communities. As a result, the much harsher crack cocaine penalties fell on minority defendants at a rate disproportional to their representation in the general population.

In later years, under pressure from criminal justice advocates who cited the wide racial disparities and massive sentences that resulted, Presidential Candidate Biden reversed his stance. Indeed, part of his 2020 campaign platform included ending the disparity.

sessions170811Congress got there first. In 2010, it passed the Fair Sentencing Act, which reduced the crack-powder disparity from 100:1 to 18:1. The original legislation as passed by the House eliminated the disparity altogether, but – as Judiciary Committee Chairman Richard Durbin (D-Illinois) confirmed during last Tuesday’s hearing – a compromise at 18:1 had to be reached in the Senate to mollify the Dinosaur Caucus, led by then-Senator Jefferson Beauregard Sessions III (R-Alabama). At the same time, the legislation was changed at Sen. Sessions’ gentle urging to eliminate retroactivity.

Retroactivity was granted retroactively in Section 404 of the First Step Act, letting people who had been sentenced under the harsh 100:1 sentencing minimums get relief.

Tuesday, the witnesses and members of the Committee are almost uniformly in favor of finally adopting the 1:1 ratio. I say “almost,” because one witness – Steve Wasserman, an assistant US attorney and vice president for defendant oppression at the National Association of Assistant United States Attorneys (actually, “vice president for policy”, which appears to be the same thing) – argued that because crack defendants tend to have more extensive criminal histories and to carry guns, the ratio should not be changed. Chairman Durbin’s rejoinder to Mr. Wasserman was, “The science is not with you.”

cotton171204On the Committee, Sen. Tom Cotton (R-Mongol Empire)* argued that the ratio should be made 1:1, but to achieve that, powder sentences should be increased to match crack offenses. In other words, his solution is 18:18. To say this was the minority view on the committee would be to give Sen. Cotton’s creative if Draconian solution too much credit.

Most notable was testimony given by Regina LaBelle, acting director of the White House Office of National Drug Control Policy. In what was clearly a position approved in the Oval Office, she said that the Biden administration “strongly supports” eliminating the sentencing disparity between crack and powder cocaine.

“The current disparity is not based on evidence yet has caused significant harm for decades, particularly to individuals, families, and communities of color,” LaBelle said. “The continuation of this sentencing disparity is a significant injustice in our legal system, and it is past time for it to end.”

So what would be the practical effect of such a change? When the Fair Sentencing Act passed, the U.S. Sentencing Commission responded by reducing sentencing ranges across the board for crack offenses, so that a five-year mandatory sentence for a defendant without a prior criminal history possessing 28 grams of crack equaled what the Guidelines said his sentence should be. If the ratio falls to 1:1, and if the Sentencing Commission makes the same adjustments, a hypothetical defendant with no prior record (and no sentencing enhancements) would see the following sentencing range adjustments:

chart210624

These are fairly significant. Of course, there is no assurance that the powder ranges would not be adjusted upward a bit (although that is very unlikely), and the Table above does not consider the effects of Guidelines enhancements or more serious Criminal History Categories. But any way you slice it, the sentencing range changes will be substantial.

slip210624There are many ways for this to slip ‘twixt cup and lip. The EQUAL Act could go nowhere, especially if the new crime wave sweeping America makes reform politically unpalatable. It could be amended. The Sentencing Commission is still out of commission without a quorum, and Biden has not yet appointed anyone new. The Commission, if it is functioning, may not make changes under The EQUAL Act retroactive (although that is unlikely, too). And if it is retroactive, defendants will have to apply to their sentencing judges under 18 USC § 3582(c)(2), and the judges could turn them down.

Nevertheless, The EQUAL Act seems to have bipartisan support (Tom Cotton notwithstanding), and the winds – for now at least – are favorable.

—————-

* Sen. Cotton is really from Arkansas, and I mean no disrespect to the people of that great state. I would say that Sen. Cotton – aptly described by one writer as a “bobble-throated slapstick from the state of Arkansas” – has done all the disrespecting of his constituents any group of citizens should have to endure.

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S.79, The EQUAL Act

Senate Judiciary Committee, Examining Federal Sentencing for Crack and Powder Cocaine (June 22, 2021)

Reason, Biden Administration Endorses Legislation to End Crack Cocaine Sentencing Disparity (June 22, 2021)

Washington Post, Biden administration endorses bill to end disparity in drug sentencing between crack and powder cocaine (June 22, 2021)

– Thomas L. Root

SCOTUS to Congress: ‘Say What You Mean’ – Update for June 21, 2021

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

TERRY V. UNITED STATES: ‘OH, THAT’S BAD! NO, THAT’S GOOD…’

If you remember Sam the Sham and the Pharaohs, you probably have a Medicare card in your wallet. After “Wooly Bully,” Sam and band – traveling around in a 1952 packard hearse – recorded a few other hits, the last of which was the rather confusing 1973 balled “Oh That’s Good, No That’s Bad.”

samsham210618The plot – such as it is – had Sam describing a series of events in his love life, each one sounding either like a victory that was actually a defeat or a defeat that was actually a victory. Such could be the story of this week’s Supreme Court decision in Terry v. United States, in which the petitioner – sentenced for a crack offense prior to the 2010 Fair Sentencing Act – argued that his 21 USC 841(b))(1)(C) sentence was covered by Section 404 of the First Step Act, and that he was thus entitled to be resentenced.

A quick review: drug sentences are imposed under 21 USC 841(b)(1). The worst sentences – based on quantity of drugs involved – are imposed by § 841(b)(1)(A). Lesser quantities are punished by § 841(b)(1)(B). If the indictment does not specify any minimum quantity of drugs sold, the sentence is imposed by § 841(b)(1)(C). Not surprisingly, the (b)(1)(A) sentences are the harshest, starting at a mandatory minimum of 10 years and increasing based on the number of prior drug and violent crimes committed or other factors (such as if a drug user died from drugs you provided).

Before 2010, crack cocaine was assessed for sentencing purposes at 100 times the weight of powder. That meant that 10 grams of crack (about two teaspoons) was sentenced as if it were 2.2 lbs (a kilo) of powder cocaine. The ratio was Congress’s knee-jerk reaction to the early 90s belief that crack was a powerful scourge destroying our inner cities. Of course, the fact that it was mostly sold in the inner cities led to most of the defendants who were hammered by incredibly long sentences were black.

crack-coke200804

The Fair Sentencing Act recognized the disparate impact of the 100:1 ratio by reducing it to a mere 18:1 (proponents wanted a 1:1 ratio, but compromised to gain enough Senate support for passage). The FSA modified the amounts of crack needed to trigger the mandatory minimums in § 841(b)(1)(A) and (b)(1)(B) accordingly. Where a mere 5 grams (one teaspoon) of crack would buy a defendant a minimum five years, now that mandatory sentence required 28 grams. The prior 50-gram minimum for a (b)(1)(A) sentence became 280 grams.

At the same time, the FSA was made to be prospective only (not retroactive) to secure enough Republican votes to pass.

Eight years later, First Step § 404 corrected the non-retroactivity, making anyone who, before August 2010, had “a violation of a Federal criminal statute, the statutory penalties for which were modified by section 2 or 3 of the Fair Sentencing Act of 2010.” As of last month, over 3,700 prisoners have won reduced sentences from application of First Step § 404.

teaspoon210618That brings us to the strange case of Taharick Terry. in 2008, Tarahrick, then in his early 20s, was arrested in Florida for carrying just under 4 grams of crack cocaine. He was sentenced under 21 U.S.C. § 841(b)(1)(C), which carried no mandatory minimum, because the crack he possessed didn’t make the then-applicable § (b)(1)(B) 5-year mandatory minimum. But while he had no statutory minimum, he did have enough priors to qualify as a “career offender” under the Sentencing Guidelines. As a “career offender,” Taharick was hammered with a maximum Criminal History Category and offense level, yielding a 188-month sentence.

Taharick applied for § 404 relief, but his district judge turned him down. Taharick’s offense did not carry a “statutory penalt[y] which were modified by section 2 or 3 of the Fair Sentencing Act of 2010.” Before the FSA, the mandatory minimum for a § (b)(1)(C) was zero. After the FSA, it remained zero. Therefore, the district court ruled, Taharick was not entitled to use § 404 for resentencing.

badgood210618Just as briefs on Terry were due in the Supreme Court last March, the Biden Justice Department surprised the Supreme Court by announcing that it would no longer defend the district court’s holding that Taharick could not get resentenced under § 404. The Supremes had to scramble, quickly appointing a private lawyer to argue the government’s former position. Dozens of amicus briefs arguing for Taharick’s relief – including one by Senators Richard Durbin, Charles Grassley, Cory Booker, and Mike Lee – opposed the district court’s narrow reading of the statute.

Sam the Sham might have crooned, “Oh, that’s good!”  After all of that, how could Taharick possibly lose? 

This is how: Earlier this week, the Supremes ruled 9-0 that the statute says what it says. The Court held that the language under which Taharick was sentenced was not modified by the sentencing-reform statutes. Although the change to levels above (b)(1)(C) would suggest that the punishment of lower amounts of drugs should also be read differently, the low-level provisions were not “modified.” The district court read it exactly the way Congress wrote it. And that was that.

Sam might croon, “Oh, that’s bad.”

But the decision was fascinating because of the Justices’ dueling histories of the law. Justice Clarence Thomas, who wrote the opinion, presented one that noted how even Black leaders were in favor of harsh crack laws when the 100:1 ratio was enacted. Concurring Justice Sonia Sotomayor focused more on the unfulfilled social-program support that was to be the carrot that came with the 100:1 stick.

Justices arguing racial justice? “Oh, that’s good.”

mob210618If you believe popular media coverage of the Terry decision – which I think was preordained by a common-sense reading of § 404 – you would conclude that the decision was a social disaster wrought by racist Justices. “Supreme Court ruling on crack sentences ‘a shocking loss,’ drug reform advocates say,” NBC howled. “SCOTUS deals a gutting blow to federal criminal justice reform,” The Week moaned. Even Reuters signaled its disapproval that the chary Supreme Court did not elect to help out defendants (as though it were a legislature and not a court): “U.S. Supreme Court declines to expand crack cocaine reforms.”

But the Terry decision’s unanimity suggests that nonpartisan judging rather than motivated interpretations underlay the decision. If Congress meant to reach (b)(1)(C) cases, it should say what it means. It did not do so. Lousy draftsmanship? Perhaps just the rush to get First Step passed in the final hours of the 115th Congress? Those were hectic times. The logical inference is that Congress failed. And that’s bad.

But maybe the Terry decision’s good. Already, commentators are arguing that Terry should spur Congress to get down to passing significant criminal justice reform. The Supremes handed the Biden Administration a “humiliating loss” after the DOJ’s 11th-hour flip-flop. Sens. Durbin and Grassley cannot be happy that their position was summarily rejected. Reps. Cori Bush (D-Mo.) and Bonnie Watson Coleman (D-N.J.) announced this week that they will introduce the Drug Policy Reform Act, which would decriminalize all drugs, expunge existing records and allow for re-sentencing, and invest in health-centered measures to take on drug addiction.

victorydefeat210618If Taharick Terry had won, the victory would have little impact. He gets out of prison in three months anyway. Most (b)(1)(C) crack cases from before 2010 benefitted from two 2-level retroactive reductions approved by the Sentencing Commission in 2011 and 2014. Most (b)(1)(C) defendants – even career offenders like Taharick, who could not get any 2-level reduction – have completed their sentences by now. And Terry would have had no effect on any sentences imposed after August 2010.

But the Terry loss – in an era of racial justice reckoning – is coming to be seen as a wake-up call for Congress to get serious on criminal justice reform. The Supreme Court will not clean up the mess Congress made in the drug war. It will not clean up poorly-drafted First Step language. That’s up to Congress, and maybe now, Congress knows it.

“Oh, that’s good.”

Terry v United States, Case No. 20-5904, 2021 U.S. LEXIS 3111 (June 14, 2021)

US Sentencing Commission, First Step Act of 2018 Resentencing Provisions Retroactivity Data Report (May 2021)

NBC, Supreme Court ruling on crack sentences ‘a shocking loss,’ drug reform advocates say (June 15)

The Week, SCOTUS deals a gutting blow to federal criminal justice reform (June 14)

Reuters, U.S. Supreme Court declines to expand crack cocaine reforms (June 14)

– Thomas L. Root