Tag Archives: 21 USC 848

“And” Really Does Mean “Or” – Update for April 30, 2024

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

CLARITY 1, DEFENDANTS 0

When I reported last week on the Sentencing Commission’s amendment proposals for 2024, I failed to mention its proposed change to the new USSG § 4C1.1, the criminal history guideline for the zero-point reduction.

virgin171201Under § 4C1.1, someone with no criminal history points is still Criminal History Category I but gets a 2-level reduction in his or her offense category. The Guideline has a list of conditions: no guns, no sex crime, no violence, and more. Condition 4C1.1(a)(10) requires that “the defendant did not receive an adjustment under 3B1.1 (Aggravating Role) and was not engaged in a continuing criminal enterprise, as defined in 21 USC § 848.”

If you stayed awake in high school English, you will read this as excluding people from the beneficial reduction if they both got a § 3B1.1 aggravating role and were convicted of an 848 continuing criminal enterprise (shorthand for a drug-based racketeering enterprise). That universe would be populated by a pretty small number of people.

The government naturally has argued to courts that the condition doesn’t mean that at all.  Instead, the government says “and” really means “or.”  That is, if you got a 2-level, 3-level or 4-level enhancement for being either a leader or an organizer or a supervisor or a manager of the criminal activity–the so-called aggravating role adjustment–you could not benefit from the zero-point reduction. Likewise, if you were convicted of a § 848 continuing criminal enterprise–regardless of how you might have been scored for a § 3B1.1 leadership enhancement–you were disqualified.

vanishingpt240430The district courts have largely agreed with the government. We should hardly be surprised. About 18,700 people were sentenced for federal drug offenses in Fiscal Year 2023, but a vanishingly few of those (seven defendants) were convicted under the drug kingpin statute (21 USC § 848).  About 6.3% of the 18,700 sentenced prisoners received a § 3B1.1 aggravating role adjustment (just under 1,200 defendants).   As you can imagine, the intersection of the 1,200 people who got aggravating role adjustments and the seven with § 848 convictions amounts to no more than a rounding error.

What’s more, the Supreme Court just interpreted an “‘and’ means ‘or'” case a month ago, and concluded that in the 18 USC 3553(f) drug “safety valve,” similar stilted language to that employed in Condition 4C1.1(a)(10) should be read so that “and” really is disjunctive, meaning “or.”  See Pulsifer v. United States.

Admitting that the current 4C1.1 condition 10 has created “confusion,” the USSC has now proposed breaking condition 10 into two conditions, so it will read:

(10) the defendant did not receive an adjustment under § 3B1.1 (Aggravating Role) and;

(11) the defendant was not engaged in a continuing criminal enterprise, as defined in 21 USC 848.

and-or240319Like the other proposed amendments, this change is intended to be effective in November.

I apologize for not mentioning this last week. I was too hasty and inattentive.  In this case,  my “and” probably means “or.”

USSC, Amendments to the Sentencing Guidelines (Preliminary) (April 17, 2024)

USSC, FY 2023 Sourcebook of Federal Sentencing Statistics

Pulsifer v. United States, 144 S.Ct. 718, 218 L,Ed,2d 77, 2024 U.S. LEXIS 1215 (March 15, 2024)

– Thomas L. Root

Appeals Courts Continue to Flesh Out Fair Sentencing Act – Update for August 4, 2020

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

A TRIO OF FAIR SENTENCING ACT DECISIONS

crack-coke200804The Fair Sentencing Act, passed in 2010 (“FSA”) reduced the horrific 100:1 crack-to-powder ratio previously enshrined in the law, a policy that meant that one gram of cocaine base was sentenced as though it were a quarter-pound of cocaine powder. This vestige of the crack panic, passed in the Anti-Drug Abuse Act of 1988, meant that defendants convicted of crack received much longer sentences than those who sold cocaine powder. And – because crack was primarily sold by black defendants while powder was primarily sold by white defendants – all of that resulted in a gross racial disparity in sentencing and imprisonment.

You can read more of the background here

But the Fair Sentencing Act was not retroactive. That is, it did nothing for people already sentenced under the 100:1 ratio. As I recall, the compromise in the Senate that led to the FSA being passed was that it not be retroactive, a deal needed to get then-Sen. Jefferson Beauregard Sessions III (R-Alabama) aboard. While I find no contemporaneous reports saying as much, Sen. Sessions did kill the 2015 Sentencing Reform and Corrections Act because it sought to make FSA retroactive, and his opposition to the First Step Act is well recalled. So I’m probably right.

We never tire of recalling that Sen. Sessions is gone, gone, gone...
We never tire of recalling that Sen. Sessions is gone, gone, gone…

At any rate, Section 404 of the First Step Act finally made the FSA retroactive, and litigation about that section continues. Here are three very recent examples:

Case 1:  Over 10 years ago, Ralphfield Hudson was convicted of selling cocaine powder and crack. After First Step made the FSA retroactive, Ralphie sought a sentence reduction, which his district court denied after concluding that the First Step Act did not permit the court to reduce a sentence for either a non-covered offense that is grouped with a covered offense or a covered offense when the defendant’s Guidelines range was unaltered by the Fair Sentencing Act.

Ten days ago, the 7th Circuit reversed Ralph’s denial, holding that if a defendant’s aggregate sentence includes both covered and non-covered offenses, a district court may reduce the sentence for the non-covered offenses, and even if the FSA did not alter the Guidelines range for a defendant’s covered offense, the district court may reduce the sentence for uncovered offense.

Case 2:  Vincent Corner did his time on a crack case, but then violated his supervised release by using drugs. The judge gave him another 18 months and some more supervised release time after that.

While Vince was serving his supervised release violation, the First Step Act passed, and Vince applied for retroactive FSA credit on his underlying sentence. The district judge denied him, saying that “deciding whether Vince was eligible for relief under the First Step Act was unnecessary because the court would deny his request for a reduction even if he was.”

denied190109Last week, the 7th Circuit reversed. First Step contemplates a “full review” for retroactive FSA relief, the Circuit said. The requirement that a Sec. 404 motion get a “complete review” suggests “a baseline of process that includes an accurate comparison of the statutory penalties – and any resulting change to the sentencing parameters – as they existed during the original sentencing and as they presently exist… A resentencing predicated on erroneous or expired guideline calculation or a decision to decline resentencing without considering at all the guidelines, would seemingly run afoul of Congressional expectations.”

Case 3:  Chandar Snow was convicted in 1998 of the 21 USC 848(e)(1)(A) offense of murdering someone while engaged in a violation of 21 USC 841(a) and (b)(1)(A), in this case, a conspiracy to distribute 50 grams or more of crack. He got life in prison for the offense. After the Fair Sentencing Act was made retroactive, his underlying drug crime was no longer punishable as an 841(b)(1)(A) offense, because the conviction was not for 280 grams or more.

Chandar took a chance. He argued that under the FSA – made retroactive by § 404 of the First Step Act – meant he no could be guilty of an 848(e)(1)(A) killing offense. The district court turned him down, and refused to lift the life sentence. Last week, the 6th Circuit agreed.

Badlaw200804The question is whether Chandar’s 848(e)(1)(A) is a “covered offense” under Sec. 404. The provision says a “covered offense” is a violation of a Federal criminal statute, the statutory penalties for which were modified by the FSA. “Modified” means reduced by some degree, the 6th said. Here, the FSA did not reduce the sentencing range that applied to the conviction for murder while engaged in a conspiracy to distribute 50 grams of crack. Instead, after the FSA, “those elements no longer amount to an offense under § 848 at all and there is no applicable statutory sentencing range. The elimination of statutory penalties cannot be called a ‘modification’ of statutory penalties without putting great strain on the ordinary meaning of the word ‘modify’.”

Thus, Chandar’s 848(e)(1)(A) conviction could not be considered a “covered offense” under § 404, and he was not entitled to a sentence reduction.

Chandar thus came to understand that no court was going to find a way to release someone guilty of murder when it could find a technical reading of the statute to avoid that outcome. Hard cases do indeed make bad law.

United States v. Hudson, 2020 U.S. App. LEXIS 22887 (7th Cir. July 22, 2020)

United States v. Corner, 2020 U.S. App. LEXIS 23387 (7th Cir. July 24, 2020)

United States v. Snow, 2020 U.S. App. LEXIS 23929 (6th Cir. July 29, 2020)

– Thomas L. Root