Tag Archives: rule of lenity

March Will Bring Cherry Blossoms and Supreme Court Arguments – Update for January 5, 2026

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

SCOTUS SCHEDULES ARGUMENT ON TWO CRIMINAL CASES OF NOTE

The Supreme Court has issued its February oral argument schedule, including two cases of substantial interest to federal defendants and prisoners.

The two arguments actually fall the first week of March, not in February… but then this is the Supreme Court, where the last week of next June will still be “October Term 2025.” Nevertheless, we can be confident that before the cherry blossoms bloom along the Tidal Basin, we may have some idea of the high court’s thinking on two consequential criminal cases now before it.

The cases:  First, the one not getting much press but arguably the more important of the two is Hunter v. United States, a case that asks whether a federal appeals court properly dismissed a Texas man’s appeal of a mandatory-medication condition when he had waived his right to appeal as part of his plea agreement, but the judge who imposed the condition told him that he had a right to appeal.

The importance is this: Something like 94% of federal criminal cases end in guilty pleas, and virtually all of those pleas are entered pursuant to a written plea agreement between the defendant and the government. And virtually all of those agreements have the defendant agreeing to waive his or her rights to appeal, to file post-conviction attacks on their conviction and sentences, and to give up other rights – such as to seek compassionate release or even bring a Freedom of Information Act request for records from the government.

The Hunter issues before the Supreme Court include what, if any, are the permissible exceptions to waiver in a plea agreement, now generally recognized as only being claims of ineffective assistance of counsel or that the sentence exceeds the statutory maximum. A second issue is whether an appeal waiver applies when the sentencing judge advises the defendant that he or she has a right to appeal and the government does not object.

The Supreme Court case getting more attention is United States v. Hemani, in which the government is challenging a 5th Circuit ruling that 18 USC § 922(g)(3) – that prohibits an “unlawful user” of a controlled substance from possessing a gun – violates the 2nd Amendment as applied to the defendant. Mr. Hemani was a regular marijuana user but was not high while in physical possession of his handgun.`

Law Professor Joel Johnson, a former Supreme Court litigator with the Dept of Justice, recently argued in a SCOTUSBlog post that the Supreme Court could easily dispose of the Hemani case by relying on the rule of lenity instead of the 2ndAmendment. He said, “If the court decides that the law applies only to people who are armed while intoxicated, the 2nd Amendment concerns largely vanish. There is stronger historical support for disarming someone who is high – and thus not of sound mind – than there is for disarming someone who happened to smoke a joint last weekend but is no longer impaired.”

Also in a SCOTUSBlog post, NYU Law Professor Danial Harawa argued for a revival of the rule of lenity:

Congress has enacted thousands of criminal laws, many written broadly and enforced aggressively. With an overly bloated criminal code, lenity should function as a meaningful check – a reminder that punishment must rest on clear legislative authorization… At bottom, the rule of lenity is about who bears the risk of uncertainty in the criminal law. For most of the court’s history, that risk fell on the government. When Congress failed to speak clearly, defendants were entitled to the benefit of the doubt. If it wanted, Congress could rewrite the law to clarify its reach. There is no cost for congressional imprecision, however, and thus no real need for Congress to legislate carefully and clearly. When lenity is weakened, the cost of ambiguity shifts from the government to defendants, and the result is more defendants. Given the pedigree and importance of this rule, the Supreme Court needs to resolve when the rule applies sooner rather than later.

Second Amendment advocates and scholars hope that Hemeni will advance the 2nd Amendment debate begun by Heller, Bruen, and Rahimi. But even if it does not, it may provide some enduring guidance on the rule of lenity, an issue of less sexiness but perhaps more import to criminal law.

SCOTUSblog, Court announces it will hear case on gun rights among several others in February sitting  (January 2, 2026)

Hunter v. United States, Case No. 24-1063 (oral argument set for March 3, 2026)

United States v. Hemani, Case No, 24-1234 (oral argument set for March 2, 2026)

SCOTUSblog, An off-ramp for the court’s next big gun case (December 18, 2025)

SCOTUSblog, Reviving Lenity (December 26, 2025)

~ Thomas  L. Root

We’ve Got the Shorts (Again) – Update for September 25, 2018

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues. Today, a few short takes from last week’s federal criminal news…

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CASE SHORTS

Hobbs Act Robbery “Violent Crime” in Another Circuit: The 1st Circuit last week held that Hobbs Act robbery is a crime of violence under 18 USC 924(c), a statute that sets extra punishment for carrying or using a gun during a crime of violence. The Circuit joins a number of others that have reached the same conclusion.

United States v. Garcia-Ortiz, Case No. 16-1405 (1st Cir. Sept. 17, 2018)

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bathsalt180925DEA Takes a “Bath” in Analogue Case: In a case full of organic chemistry and implications for the regulatory state, the 6th Circuit held that the DEA rules criminalizing the possession of a “positional isomer” of a banned drug require the rule of lenity to be applied. The rule of lenity is a principle of criminal statutory interpretation that requires a court to apply any unclear or ambiguous law in the manner most favorable to the defendant. In this case, the defendant was tried for possessing ethylone, which under the DEA definition was a “positional isomer” of butylone, a scheduled drug. The problem was that under one of several accepted scientific definitions of “positional isomer,” ethylone is not a positional isomer of butylone at all. The Court ruled that where there was more than one definition, and the DEA rules were unclear what definition was to apply, the defendant gets the benefit of the less restrictive definition under the rule of lenity.

United States v. Phifer, Case No. 17-10397 (6th Cir. Sept. 21, 2018)

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Motion Claiming Juror Lied About Her Background is Structural Error: A couple of guys being tried for a pot-growing operation discovered after the trial that one juror’s son had been convicted of being a marijuana trafficker, a fact the juror concealed on her jury questionnaire. When the defendants raised the juror problem in a motion for new trial, the district court ruled there was no proof of prejudice resulting from of the juror’s false statement, because the overwhelming evidence would have convicted the defendants anyway. The 1st Circuit reversed, ruling that a biased juror would “deprive defendants of ‘basic protections’ without which a criminal trial cannot reliably serve its function as a vehicle for determination of guilt or innocence.” Thus, it is what is known as a “structural error.” Generally, a constitutional error that does not contribute to the verdict is considered harmless, which means the defendant is not entitled to reversal. However, a structural error, one which “affects the framework within which the trial proceeds,” as defined in Arizona v. Fulminante, defies harmless error analysis. When a structural error is raised on direct review, the defendant is entitled to relief without any inquiry into harm. The Circuit granted French a new trial.

United States v. French, Case No. 16-2386 (1st Cir. Sept. 17, 2018)

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polygraph180925Written Judgment Cannot Add Anything to Terms Imposed at Sentencing: Lincoln R. Washington was sentenced on a conviction for failure to register as a sex offender. In the judgment form entering his sentence into the record, the district court added a supervised release term that Linc submit to polygraph testing, a requirement the court had not mentioned at the sentencing hearing. The 2nd Circuit ruled last week that imposing such a duty in the written judgment without doing so during the spoken sentence was an impermissible modification of the spoken sentence, notwithstanding the fact that the Presentence Report had made reference to the polygraph requirement.

United States v. Washington, Case No. 17-2841 (2nd Cir. Sept. 18, 2018)

LISAStatHeader2small– Thomas L. Root