Tag Archives: nondelegation doctrine

5th Circuit Knows Improper Delegation of Authority to Probation Officer When It Sees It – Update for January 16, 2026

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

5th CIRCUIT SAYS IMPROPER DELEGATION OF COURT’S AUTHORITY “DEPENDS”

About 15 years ago, Brent Dubois got 151 months in federal prison for a drug trafficking offense. When he was released, he began a three-year term of supervised release, one condition of which was that he participate in a substance abuse program. The court authorized Brent’s probation officer to decide whether the program would be inpatient or outpatient.

The PO put him in an outpatient substance abuse program, but Brent turned out to be less than a model student. Almost immediately, he had difficulty staying enrolled, leading to several supervised release revocation petitions and different substance abuse programs.

The court tried in vain to adjust his conditions to foster success. When Brent’s probation officer filed a fourth petition for revocation in late 2024, Brent admitted that he had quit his latest substance abuse program and was using methamphetamine. The district court reluctantly sentenced him to ten months in prison followed by 32 months of supervised release, and again ordered that he “participate in a program (inpatient and/or outpatient) approved by the probation office for treatment of narcotic or drug or alcohol dependency…”

On appeal, Brent complained that allowing the probation officer to decide whether his substance abuse program should be inpatient or outpatient was an impermissible delegation of the court’s sentencing authority that violated Brent’s rights.

Last Monday, the 5th Circuit agreed.

A district court must always have “the final say on whether to impose a condition,” the Circuit ruled. While a “probation officer’s authority extends to the modality, intensity, and duration of a treatment condition, it ends when the condition involves a significant deprivation of liberty.” Confinement in an inpatient program implicates “significant liberty interests,” the 5th held, meaning that “the decision to place a defendant in inpatient treatment cannot be characterized as one of the managerial details that may be entrusted to probation officers.”

But there are exceptions. When the prison sentence is short, a sentencing court, with “relative clarity because supervision is to commence relatively soon,” can forecast which kind of treatment – inpatient or outpatient – will better suit a defendant.” While “the precise line dividing permissible and impermissible delegations may be unclear, our opinions conclusively establish (1) ten months is sufficient to show an impermissible delegation and (2) ten years is insufficient to make the same showing.”

Here, Brent’s revocation sentence was only ten months, “a sufficiently short sentence to demonstrate an impermissible delegation.” The Circuit set aside the delegation of authority to the probation officer.

Despite its self-congratulatory claim to having done so, the Circuit strained to harmonize two inconsistent Circuit precedents (Martinez and Medel-Guadalupe, issued the same day). One declared a delegation to decide substance abuse program decisions to the probation office was permissible and the other decided it was not.

The takeaway is that the 5th believes that a deprivation of liberty on supervised release without involvement of the sentencing court isn’t as much of a big deal when the defendant has been in prison for a long time first. The dividing line of what is too short a sentence and too long a sentence isn’t clear, but – like Justice Potter Stewart’s famous explanation of what is obscenity – the sentencing judge is expected to be able to say I “know it when I see it.”

The Supreme Court’s repeated emphasis that supervised release is not punishment but rather an aid to the defendant’s reintegration into the community should make deprivations of liberty on supervised release a bigger deal rather than a lesser one.  Just two months ago, Justice Jackson asked during an oral argument (at page 4) whether

isn’t the whole — the reason why supervised release is sort of fundamentally different than parole or — or probation or imprisonment is because it’s not imposed for punishment. It’s supposed to be about helping this person reintegrate into society…

That suggests that the standard adopted by the 5th Circuit – that is, ‘it depends on how long you’ve been locked up’ – is not very defensible.

United States v. Dubois, Case No. 24-11046, 2026 U.S. App. LEXIS 831 (5th Cir. Jan. 13, 2026)

Rico v. United States, Case No. 24-1056, Oral Argument Transcript

United States v. Martinez, 987 F.3d 432 (5th Cir. 2021)

United States v. Medel-Guadalupe, 987 F.3d 424 (5th Cir. 2021)

Jacobellis v. Ohio, 378 U.S. 184 (1964)

~ Thomas L. Root

New-Found Respect for “Nondelegation Doctrine?” – Update for October 1, 2018

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

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FIRST MONDAY IN OCTOBER

The Supreme Court’s new year begins today and runs through next June. The term, known as October Term 2018, should begin with a bang for federal defendants.

newyear181001As we mentioned last week, the Supreme Court will hear arguments tomorrow in Gundy v. United States, a case which asks whether the Attorney General can lawfully be given the power by Congress to determine who has to register under the Sex Offender Registration and Notification Act.

How the Supreme Court decides Gundy could have sweeping implications. Since SORNA was enacted, 4,000 sex offenders have been convicted of federal sex-offender registry violations: the government argues that “many of those offenders who failed to register would go free” if the Court were to invalidate Congress’ delegation to Attorney General in SORNA. What’s more, there are “hundreds of thousands” of pre-SORNA offenders now covered by the Attorney General’s designation, and the Court’s decision will determine whether or not they will face criminal liability for failure to comply with SORNA’s registration requirements.

Beyond sex-offender registration, the approach the Supreme Court takes in Gundy could affect many laws involving the administrative state. The nondelegation doctrine, which holds that Congress cannot delegate to the executive branch the power to declare that something is a crime or to specify the appropriate punishment, has been honored in the breach for well over 80 years, with federal agencies exercising increasing power to establish criminal offenses by administrative fiat. There was a time that the Supreme Court covered naked violations of the nondelegation doctrine with the fig leaf that such delegations were permissible as long as Congress furnishes a declaration of policy or a standard of action, “primary standards, devolving upon others the duty to carry out the declared legislative policy.”

perv160201In Gundy, the statute simply provides that “the Attorney General shall have authority to specify the applicability of the requirements of this subchapter.” 34 USC 20913(d). As the Cato Institute described it in a Supreme Court amicus filing, “He may require sex offenders to register based on the severity of their crime, the time since their conviction, or at random based on the first letter of their last names. He may consult the laws of the various states or various astrological charts. SORNA grants him “an unlimited authority to determine the policy and to lay down the prohibition, or not to lay it down, as he may see fit. And disobedience to his order is made a crime punishable by fine and imprisonment.”

Broad delegations of authority to the executive branch form the foundation of modern regulatory government. But given a dissent from Justices Scalia and Ginsburg (who, although good friends, were truly the odd couple in the same dissent) in Reynolds v. United States, a recent concurrence by Justice Thomas in Department of Transportation v. American Association of Railroads, and a Justice Gorsuch dissent from his time on the 10th Circuit in United States v. Nichols, a case involving SORNA, it is quite possible that Gundy will revive the nondelegation doctrine from its 80-year slumber.

A "train wreck" for eh administrative state?
                                                 A “train wreck” for the administrative state?

This could spell “train wreck” for everything from securities fraud – SEC specifies what is and is not fraud in Rule 10b-5 – to analogue drugs, which the DEA is empowered to declare controlled substances under the Controlled Substances Act. A “train wreck”, indeed, one that we might enjoy watching.

Gundy v. United States, Case No. 17-6086 (argument set for Oct. 4, 2018)

SCOTUSBlog.com, Argument preview: Justices face nondelegation challenge to federal sex-offender registration law (Sept. 25, 2018)

– Thomas L. Root

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