Tag Archives: Cronic

When a Whacko Defense Theory Is No Defense At All – Update for September 21, 2018

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

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3RD CIRCUIT RULES PREJUDICE NEED NOT BE SHOWN IN ATTORNEY INEFFECTIVENESS CASE

Most post-conviction motions brought under 28 USC 2254 or 2255 fail, especially the ones that claim that the defendant’s lawyer was ineffective. It is not that hard proving that the lawyer screwed up. That happens all the time. Instead, the problem is that the defendant has to show that if the lawyer had not messed up, there is a reasonable chance that things would have turned out different.

nuns170427This “prejudice” showing is what trips up most such motions. After all, if a busload of nuns passing by saw you run out of the bank with a sack of money and a gun, it is pretty tough to convince the court that you would have been acquitted if only your lawyer had called your mother to the stand to swear you were at home helping her bake cookies.

The problem with post-conviction prejudice showings is what a 3rd Circuit decision last week so noteworthy. In August 2006, Gary Moses shot Lawson Hunt in Philadelphia. Hearing the shots, Jeff Workman ran to the victim, saw Gary and opened fire at him. One of Jeff’s bullets ricocheted off a solid object and struck the victim in the chest, who died (but of which shot no one was sure).

Jeff and Gary were both charged with first-degree murder. Before trial, Jeff’s lawyer told him that he could not be convicted, because the victim was already dead when Jeff’s bullet hit him. At trial, Jeff’s lawyer built his whole case on that fact, arguing to the jury that Jeff could not be found guilty because you cannot murder a dead man.

Except it was not a fact. The only evidence in the case record showed that the victim was still alive when Jeff’s bullet struck him. Jeff’s lawyer ignored this inconvenient fact. The jury did not. It convicted Jeff but acquitted Gary.

The 3rd Circuit last week ruled that Jeff’s lawyer gave substandard assistance that pervaded the whole proceeding. But normally, that’s not enough. Jeff was obligated to prove that if his lawyer had advanced a defense based on the facts in the case, Jeff might have been acquitted. Now how can he prove something like that?

Killtodeath180921The 3rd Circuit said that under the circumstances of the case, Jeff didn’t need to show prejudice. In United States v. Cronic, the Supreme Court held back in 1984 that “if counsel entirely fails to subject the prosecution’s case to meaningful adversarial testing, then there has been a denial of 6th Amendment rights that makes the adversary process itself presumptively unreliable.” Employing the Cronic holding, the 3rd Circuit ruled that Jeff need not show any prejudice:

Trial counsel’s failure to present a case on behalf of Workman or to modify his theory of the case to account for, if not rebut with evidence, the testimony offered by the Commonwealth, represents a near-total failure on the part of trial counsel to contest the Commonwealth’s case. This is not to say that the decisions not to call a rebuttal expert on a defendant’s behalf or to decline to call fact witnesses in a defendant’s case-in-chief are inherently unreasonable. Here, however, they clearly derived not from a legitimate and reasonable trial strategy but from trial counsel’s failure to understand what was happening in the case in which he was ostensibly participating. The Commonwealth sought to prove that Workman killed Hunt, but Workman’s counsel sought only to prove his chosen theory seemingly without regard for the facts in evidence. This deprived Workman of his 6th Amendment right to counsel.

Jeff will get a new trial, where exactly how the victim was killed to death will be addressed.

Workman v. Superintendent, Albion SCI, Case No. 16-1969 (3rd Cir. Sept. 11, 2018)

– Thomas L. Root

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11th Circuit Says Perfect is the Enemy of the Good – Update for April 28, 2017

We post news and comment on federal criminal justice issues, focused primarily on trial and post-conviction matters, legislative initiatives, and sentencing issues.

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WHAT’S ‘SUBSTANTIAL’? WE KNOW IT WHEN WE SEE IT…

ravel170428It’s an article of faith among federal prisoners seeking to attack their convictions or sentences that all they need to find is one flaw, a loose thread in their prosecution that they can pluck, and the whole thing can ravel from a finely constructed conviction into a big pile of nothing.

For those latecomers to the world of law and order, we give you Judge Ed Carnes of the 11th Circuit, who began a 281-page decision handed down this week with the observation that

Because it is a document designed to govern imperfect people, the Constitution does not demand perfect trials and errors do not necessarily require the reversal of a conviction. More than thirty years ago, the Supreme Court reminded us: “As we have stressed on more than one occasion, the Constitution entitles a criminal defendant to a fair trial, not a perfect one.”

The case was a seamy one. A jury convicted the defendant of five sex-related crimes involving minors. His appeal focused on one issue: After the lunch break on the third day of the six-day trial, defense counsel returned late. Apparently, no one noticed his absence, so questioning of one of the 13 government witnesses continued. Counsel missed seven minutes of 31.4 hours of actual trial time, equaling 18 out of a total of about 2,745 answers given by government witnesses during the trial. What little testimony counsel missed was repeated in even more detail by the same witness after counsel returned to the courtroom.

sleeping170428In his 2014 appeal, the defendant convinced two out of three judges that his 6th Amendment right to the “Assistance of Counsel for his defence” were violated, based on the Supreme Court decision in United States v. Cronic. The Cronic Court concluded “that a trial is unfair if the accused is denied counsel at a critical stage of his trial.” Cronic presumed a defendant was prejudiced by such a denial, without the need for the defendant to show that if he had not been denied counsel, the outcome might have been better for him.

Unfortunately for the defendant, enough of the active judges on the 11th Circuit bench were troubled by the panel decision that they voted to rehear the case en banc. On Wednesday, they held that perfection in trials – as in life – is the enemy of the good.

perfect170428A majority of the en banc judges agreed that it was “a violation of the Sixth Amendment for inculpatory testimony to be taken from a government witness without the presence of at least one of the defendant’s counsel, regardless of whether the judge or the AUSA noticed that counsel was not there.” But the rub was this: unlike Cronic, the Circuit held that it would not automatically reverse for the denial. Rather, it said that “the harmless error rule is applicable to this brief absence of counsel from the courtroom, and that the absence was harmless beyond a reasonable doubt in this case. “

The 11th Circuit had previously held that the absence of defense counsel while government witnesses gave testimony that did not directly inculpate the defendant was not Cronic error. Now, the Circuit has gone a bit further, holding that absence of defense counsel during testimony that implicates the defendant is not presumed to be prejudicial if the absence is not for a “substantial portion” of the trial.

And what is “substantial?” The en banc Court cobbled together a four-part test, borrowing from a 4th Circuit case about a sleeping lawyer and adding its own gloss to the factors: (1) the length of time missed, (2) proportion of trial missed, (3) significance of the missed portion, and (4) whether the specific part of the trial that counsel missed is known or can be determined.

Using its newly devised test, the Circuit concluded that the portion of the trial missed was not substantial. Because it was not substantial, prejudice is not presumed, but instead, the Court examines whether the error was harmless. The reasoning seems somewhat circular to us. If the part of the trial missed was “significant” it would seem that the defendant was probably prejudiced. An observer could be forgiven for concluding that the Court said that if the defendant was prejudiced, then prejudiced is presumed. If he or she was not prejudiced, then the lawyer’s absence will be subject to a test for prejudice.

We’re not alone at being puzzled by the decision. Over half of the 281 pages are devoted to four concurring and three dissenting opinions.

knowit170428It’s hard to gin up any sympathy for the defendant, who was found guilty of some horrendous crimes (for which he got life in prison) and who could cite no harm that flowed from his attorney missing fewer than one-tenth of a percent of the answers, almost all of which were repeated. But hard cases make bad law, and the Circuit’s four-part “test” does not seem to be that far from Justice Potter Stewart’s test for hard-core pornography from Jacobellis v. Ohio:

I shall not today attempt further to define the kinds of material I understand to be embraced within that shorthand description; and perhaps I could never succeed in intelligibly doing so. But I know it when I see it…

United States v. Roy, Case No. 12-15093 (Apr. 26, 2017)

– Thomas L. Root

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